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Compliance Norms in Financial Institutions: Measures, Case Studies and Best Practices (Paperback)

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Description


Explores how the matrix organisational structure impacts compliance in corporations and what the mechanisms are for cross-border efficiency of compliance normsAssesses and manages the non-compliance "risk appetite" and how compliance can be used as a tool to limit product and process liabilities Includes case studies of major real-life non-compliance examples that resulted in serious fines.

About the Author


Tomasz Braun graduated with his PhD from the Faculty of Law and Administration of Lazarski University, Poland. Since then, he has been a lecturer for courses in corporate law for the same institution. His research areas include banking, finance, M&As and restructuring. Dr. Braun's professional background also includes consulting in cross-border transactions, post-acquisition integration projects, implementing restructuring programmes and dispute resolutions--as a general counsel in global financial institutions and as a partner in international law firms.

Product Details
ISBN: 9783030249687
ISBN-10: 3030249689
Publisher: Palgrave MacMillan
Publication Date: November 6th, 2020
Pages: 356
Language: English

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